Series 7

Education & Academia abbreviation · Professional Certification

Series 7
Stands forGeneral Securities Representative Qualification Examination
CategoriesEducation & Academia

Series 7 stands for General Securities Representative Qualification Examination, a professional certification abbreviation.

FINRA licensing exam that qualifies registered representatives to sell most types of securities, including stocks, bonds, options and mutual funds. Candidates must be sponsored by a FINRA member firm and also pass the SIE.

Example: New advisers at the brokerage must pass the Series 7 and Series 66 within their first four months.

Usage notes

The exam has 125 scored questions over three hours and 45 minutes, with a passing score of 72. Registered representatives also need a state-law exam, usually the Series 63 or 66. "Series" numbers refer to the exam, not to a professional designation.

More professional certification abbreviations

  • RHCSA – Red Hat Certified System Administrator
  • SE – Structural Engineer
  • Security+ – CompTIA Security+
  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 66 – Uniform Combined State Law Examination
  • SHRM-CP – Society for Human Resource Management Certified Professional
  • SHRM-SCP – Society for Human Resource Management Senior Certified Professional
  • SIE – Securities Industry Essentials Exam
  • SPHR – Senior Professional in Human Resources
  • SSCP – Systems Security Certified Practitioner
  • TEFL – Teaching English as a Foreign Language

See all 134 professional certification abbreviations →